| 18-04418 | 10/03/2019 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Equitable Life Assurance Society Of
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 19-00272 | 10/03/2019 | Claimant(s): Lee Henderson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
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| 19-00938 | 10/03/2019 | Claimant(s): Bradley Ford
Claimant Lawyers(s): Jessica M. Lindemann
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Joel T. Brusk
Arbitrator(s): Robert David Epstein
Hearing Site: Indianapolis, IN
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| 19-01579 | 10/03/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Ingraham
Respondent Lawyers(s): Peter J. Ingraham
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
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| 18-03964 | 10/02/2019 | Claimant(s): Rodney Furniss
Claimant Lawyers(s): Steven J. Wright
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Boise, ID
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| 19-00205 | 10/02/2019 | Claimant(s): Matthew Campbell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler, Vice Chairman
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
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| 19-00324 | 10/02/2019 | Claimant(s): Christopher Nichols
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): LPL Financial LLC, Lincoln Financial Securities Corporation
Respondent Lawyers(s): Jon D. Kaplon, Michael W. Arnold
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 19-00454 | 10/02/2019 | Claimant(s): Mark Ring
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Anton L. Hasenkampf
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
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| 19-00679 | 10/02/2019 | Claimant(s): Marie Colbert
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 19-01215 | 10/02/2019 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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