Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02285 | 10/23/2019 | Claimant(s): John Juergens Claimant Lawyers(s): Michael A. Zamat Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Patrick B. Griffin Arbitrator(s): Elizabeth Gilbert, Peter E. Gillespie, Michael Andrew Rollin Hearing Site: New York, NY | ||
| 18-04284 | 10/23/2019 | Claimant(s): Phillip Irvin Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-00412 | 10/23/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Michael E. Rohde Hearing Site: San Diego, CA | ||
| 19-00949 | 10/23/2019 | Claimant(s): Mamode Oozeerally Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-01611 | 10/23/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Nicolas Barone Respondent Lawyers(s): Nicolas Andrew Barone Arbitrator(s): Amanda M. Cole Hearing Site: Orlando, FL | ||
| 18-03521 | 10/22/2019 | Claimant(s): Susan Suarez Claimant Lawyers(s): James Halter Respondent(s): UBS Financial Services Inc., Mary Zawacki Respondent Lawyers(s): John P. Leonard Arbitrator(s): Philip M. Mandel, Edward F. Zagajeski, Matthew Fenster Hearing Site: New York, NY | ||
| 18-03818 | 10/22/2019 | Claimant(s): Shawn Gruver Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 19-00293 | 10/22/2019 | Claimant(s): Stephen Seewer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 19-00402 | 10/22/2019 | Claimant(s): Benjamin Brayshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | ||
| 19-00527 | 10/22/2019 | Claimant(s): Thomas Norris Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI |