| 19-01375 | 02/28/2020 | Claimant(s): David Gross
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 19-01688 | 02/28/2020 | Claimant(s): Steven Southworth
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
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| 19-02568 | 02/28/2020 | Claimant(s): Donald Crane
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-00050 | 02/27/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Walter Taylor
Respondent Lawyers(s): Walter G. Taylor
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
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| 19-01864 | 02/27/2020 | Claimant(s): Nick Meyers, Philip Stern
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle Osting
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
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| 18-03169 | 02/26/2020 | Claimant(s): Christopher Blum
Claimant Lawyers(s): Joshua K. Bromberg
Respondent(s): Thomas Bovitz, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Judith C. Zerden, Daniel Robbins, Edward Farrelly Smith
Hearing Site: New York, NY
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| 19-01840 | 02/26/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Tracy Kirby
Respondent Lawyers(s): Tracy Ann Kirby
Arbitrator(s): David Paul Clark
Hearing Site: Wilmington, DE
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| 19-02083 | 02/26/2020 | Claimant(s): Timothy Cheriaparampil
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Anna Lascar, Ronald Jay Horowitz, Andrew Morganstern
Hearing Site: New York, NY
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| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
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| 19-02570 | 02/26/2020 | Claimant(s): Stokes Baird
Claimant Lawyers(s): William W. Allen
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Alexander M. Marks
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Louisville, KY
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