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FINRA Awards

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Displaying 3,721-3,730 out of 11,393 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0011804/03/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Calvin Kleinmann
Respondent Lawyers(s): Calvin Ray Kleinmann
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
19-0194404/02/2020Claimant(s): Gregory Pinto
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
19-0259704/02/2020Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
19-0136204/01/2020Claimant(s): Ryan Tarjanyi
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Bankers Life Securities.
Respondent Lawyers(s): Steven K. Huffer
Arbitrator(s): Joseph R Soraghan
Hearing Site: Cincinnati, OH
19-0218604/01/2020Claimant(s): Nas Allan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
19-0251104/01/2020Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Craig Charles Beles
Hearing Site: Boise, ID
19-0222803/31/2020Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0285903/31/2020Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
18-0193003/30/2020Claimant(s): Dustin Aiguer
Claimant Lawyers(s): Richard M Gelb
Respondent(s): Peter McAvinn
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s):
Hearing Site: Boston, MA
19-0229703/30/2020Claimant(s): Michael Kramer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI

11,393 Results

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