Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03102 | 04/07/2020 | Claimant(s): Nicole McGrouther Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): James P. Galvin Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor Hearing Site: Boca Raton, FL | ||
| 20-00295 | 04/07/2020 | Claimant(s): Cesar Chicayban Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 19-00465 | 04/06/2020 | Claimant(s): TIAA, TIAA-Cref Individual & Institutional Claimant Lawyers(s): Steven Link Respondent(s): Tara Stewart Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Dean Burrell, Patricia Kathleen Costello, Michael W. Starr Hearing Site: Newark, NJ | ||
| 19-02830 | 04/06/2020 | Claimant(s): Careena Patel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT | ||
| 19-03183 | 04/06/2020 | Claimant(s): Marc Strafaci Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 19-02861 | 04/03/2020 | Claimant(s): Terence Hunt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 19-02995 | 04/03/2020 | Claimant(s): Baruch Azulay Claimant Lawyers(s): David E. Robbins Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | ||
| 19-03100 | 04/03/2020 | Claimant(s): William Hennion Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-03609 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Juan Uribe Respondent Lawyers(s): Juan Uribe Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX |