| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
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| 23-02870 | 04/26/2024 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Oren L. Connaway, David Aaron DeSoto, James Douglas Gaughan
Hearing Site: Houston, TX
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| 22-02912 | 04/26/2024 | Claimant(s): Vicente Castillo
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-01167 | 04/26/2024 | Claimant(s): Charles Skipper
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 23-02975 | 04/25/2024 | Claimant(s): David Scranton
Claimant Lawyers(s): James P. Galvin
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
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| 23-03462 | 04/25/2024 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Hans Sharma
Respondent Lawyers(s): Hans R. Sharma
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 23-01327 | 04/25/2024 | Claimant(s): Gregory Malin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
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| 23-01494 | 04/25/2024 | Claimant(s): Richard Thomas
Claimant Lawyers(s): Alex Padla
Respondent(s): SunAmerica Securities., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 23-02474 | 04/25/2024 | Claimant(s): Zak Shaik
Claimant Lawyers(s): Zak Shaik
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Caitlin P. Cascino
Arbitrator(s): Edward W. Morris, Jess A. Bunshaft, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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| 23-01535 | 04/24/2024 | Claimant(s): Stephen Ferencik
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Morgan Stanley DW Inc., Triad Advisors LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Brandy Fernandez, Greg Curley, John Murphy
Arbitrator(s): Jeffrey Alperin, Christopher R Carroll, Chanteasea Pyron Swain
Hearing Site: Atlanta, GA
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