Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 23-02948 | 05/29/2024 | Claimant(s): Vincent Catalano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Louis P. Wagman Hearing Site: Wilmington, DE | ||
| 23-02747 | 05/29/2024 | Claimant(s): Brian Visconti Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group LLC Respondent Lawyers(s): Ginny Colarusso Arbitrator(s): Carole Crosby Hearing Site: Tampa, FL | ||
| 23-00908 | 05/28/2024 | Claimant(s): Anita Brennan Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-02118 | 05/28/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J Breitbart Respondent(s): Gaetano Magarelli Respondent Lawyers(s): Gaetano Magarelli Arbitrator(s): John B. Sochacki Hearing Site: Boca Raton, FL | ||
| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Federico Cardona Respondent Lawyers(s): Federico Cardona Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL | ||
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Joseph J. Dougherty Hearing Site: Washington, DC | ||
| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 23-03236 | 05/24/2024 | Claimant(s): Gregory Manto Claimant Lawyers(s): David E. Robbins Respondent(s): Michael Quinn Respondent Lawyers(s): Michael James Quinn Arbitrator(s): Linda J. Baer Hearing Site: New York, NY |