Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03007 | 08/17/2020 | Claimant(s): Khalil Rammal Claimant Lawyers(s): Khalil Ismail Rammal Respondent(s): Natcity Investments. Respondent Lawyers(s): Robert S. Whiteman Arbitrator(s): Tracy L. Allen, Patrick A. Guentner, Sheldon Jacob Stark Hearing Site: Detroit, MI | ||
| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis Claimant Lawyers(s): Michael P. Shaw Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 19-03711 | 08/17/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): JoAnne Lewis Nolte Hearing Site: Richmond, VA | ||
| 19-03757 | 08/17/2020 | Claimant(s): Matthew Lum Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy C. Wooden Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 19-03822 | 08/17/2020 | Claimant(s): Elyssa Verzosa Claimant Lawyers(s): Jessica Calloway Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Barbara L. Johnson Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 19-02883 | 08/14/2020 | Claimant(s): Thomas Grimm Claimant Lawyers(s): Irwin Weltz Respondent(s): Allied Millennial Partners Respondent Lawyers(s): John Parmigiani Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-03669 | 08/14/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): David Hume Respondent Lawyers(s): John E. Sutherland Arbitrator(s): Catherine M. Gallagher Hearing Site: Boston, MA | ||
| 19-03288 | 08/13/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James Noblett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00494 | 08/12/2020 | Claimant(s): Alexander Skabry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY |