Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek Claimant Lawyers(s): Scott Holcomb Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Gregg Breitbart Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 20-00537 | 10/21/2020 | Claimant(s): Anthony Greier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): Proequities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00958 | 10/21/2020 | Claimant(s): Kelly Stewart Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-00972 | 10/21/2020 | Claimant(s): Lawrence Finch Claimant Lawyers(s): Frances Menzer Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-00054 | 10/20/2020 | Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): George K. Baum & Company Respondent Lawyers(s): Jonathan E. Baum Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-00915 | 10/20/2020 | Claimant(s): Gregory Achten Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH | ||
| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Micalyn S. Harris Hearing Site: Newark, NJ | ||
| 20-00688 | 10/19/2020 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |