| 20-03641 | 04/13/2021 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Omer Ali-Taha
Respondent Lawyers(s): Omer Mohamed Ali-Taha
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
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| 20-01689 | 04/12/2021 | Claimant(s): Keith Galanti
Claimant Lawyers(s): Harry Meyer
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
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| 20-02910 | 04/12/2021 | Claimant(s): Rodney Beary
Claimant Lawyers(s): Michael Bessette
Respondent(s): Girard Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 20-02923 | 04/12/2021 | Claimant(s): Peter Vanflein
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
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| 20-02924 | 04/12/2021 | Claimant(s): Lee Rawiszer, Paul Volpe
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-02939 | 04/12/2021 | Claimant(s): Christine Kelley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
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| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
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| 18-03355 | 04/09/2021 | Claimant(s): Jeffrey Houston
Claimant Lawyers(s): Kell A. Simon
Respondent(s): Navidar Group LLC, Navidar Holdco LLC, Navidar LLC
Respondent Lawyers(s): Eric Lipper
Arbitrator(s): Mark C Watler, Patricia Fenix Bastine, Nohayia Javed
Hearing Site: Houston, TX
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| 19-03258 | 04/09/2021 | Claimant(s): Charles Hall
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital.
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Gayle B. Carlson, Lane A. Fentriss, Denise Morris Hammond
Hearing Site: Orlando, FL
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| 20-02452 | 04/09/2021 | Claimant(s): Daniel O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Barron Chase Securities Inc.
Respondent Lawyers(s): Robert T. Kirk
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
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