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FINRA Awards for Eric Lipper

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0335504/09/2021Claimant(s): Jeffrey Houston
Claimant Lawyers(s): Kell A. Simon
Respondent(s): Navidar Group LLC, Navidar Holdco LLC, Navidar LLC
Respondent Lawyers(s): Eric Lipper
Arbitrator(s): Mark C Watler, Patricia Fenix Bastine, Nohayia Javed
Hearing Site: Houston, TX
11-0361408/08/2013Claimant(s): The Estate of James M. Grisebaum
Claimant Lawyers(s): Eric Lipper
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Thomas A. Martin, Juanita D. McKethan, Brian James Tagtmeier
Hearing Site: Houston, TX
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