Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02416 | 04/19/2021 | Claimant(s): Paul Largo Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jay Alan Kranis Hearing Site: Jersey City, NJ | ||
| 20-02451 | 04/19/2021 | Claimant(s): Brian Thomas Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-02925 | 04/19/2021 | Claimant(s): Geoff Feinstein Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group, L. Respondent Lawyers(s): Richard S. Meisner Arbitrator(s): Denise L. Quarles Hearing Site: Jersey City, NJ | ||
| 20-01044 | 04/16/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA | ||
| 20-01768 | 04/16/2021 | Claimant(s): Dominic Carlo Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02348 | 04/16/2021 | Claimant(s): Mark Martiak Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-02771 | 04/16/2021 | Claimant(s): John Reilly Claimant Lawyers(s): Michelle Atlas Respondent(s): Westpark Capital. Respondent Lawyers(s): Julie E. Kamps Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-02806 | 04/16/2021 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson Claimant Lawyers(s): John D. Stewart Respondent(s): Laidlaw and Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-03106 | 04/16/2021 | Claimant(s): George Koulouris Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Halden R. Schwallie Arbitrator(s): Stuart M. Schwartz Hearing Site: Syracuse, NY |