Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01161 | 05/31/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Michael Bessette Respondent(s): Equitable Advisors Respondent Lawyers(s): Renata Ortiz Bloom Arbitrator(s): Charles Earle Riggs Hearing Site: Albuquerque, NM | ||
| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall Claimant Lawyers(s): Clayton B. McCullough Respondent(s): UBS Financial Services Inc., Mary Reid Respondent Lawyers(s): D. Randle Moody Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay Hearing Site: Columbia, SC | ||
| 23-02638 | 05/30/2024 | Claimant(s): Martin Walcoe Claimant Lawyers(s): Michael Shannon Respondent(s): David Lerner Associates. Respondent Lawyers(s): Allen Holeman Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes Hearing Site: New York, NY | ||
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-01449 | 05/30/2024 | Claimant(s): John Paul Morales Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): John Francis Markuns Hearing Site: Hartford, CT | ||
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 23-02948 | 05/29/2024 | Claimant(s): Vincent Catalano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Louis P. Wagman Hearing Site: Wilmington, DE | ||
| 23-02747 | 05/29/2024 | Claimant(s): Brian Visconti Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group LLC Respondent Lawyers(s): Ginny Colarusso Arbitrator(s): Carole Crosby Hearing Site: Tampa, FL | ||
| 23-00908 | 05/28/2024 | Claimant(s): Anita Brennan Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-02118 | 05/28/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J Breitbart Respondent(s): Gaetano Magarelli Respondent Lawyers(s): Gaetano Magarelli Arbitrator(s): John B. Sochacki Hearing Site: Boca Raton, FL |