Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00477 | 06/04/2024 | Claimant(s): Nathan Plumb Claimant Lawyers(s): Jonathan W. Hackbarth Respondent(s): Betty Custer, James Custer Respondent Lawyers(s): Lester A. Pines Arbitrator(s): David J. Hase, Michael S. Jordan, Matthew Fisher Hearing Site: Milwaukee, WI | ||
| 23-02866 | 06/04/2024 | Claimant(s): Paul Nitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Phyllis Karasov Hearing Site: Des Moines, IA | ||
| 22-01714 | 06/04/2024 | Claimant(s): Chad Karl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WRP Investments. Respondent Lawyers(s): James C. Browning Arbitrator(s): Kevin R. Zehe Hearing Site: Pittsburgh, PA | ||
| 23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 24-00244 | 06/03/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Ryan Stoner Respondent Lawyers(s): Ryan Scott Stoner Arbitrator(s): Marcia Bonita Gevers Hearing Site: Chicago, IL | ||
| 23-01364 | 06/03/2024 | Claimant(s): Marinos Ballas Claimant Lawyers(s): Michael H. Ference Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Brian Chicas Respondent Lawyers(s): Brian Ariel Chicas Arbitrator(s): B. John Dill Hearing Site: Boston, MA |