Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02639 | 06/22/2021 | Claimant(s): John Petika Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-02907 | 06/22/2021 | Claimant(s): John Mickelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | ||
| 20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jim Geiger Hearing Site: Norfolk, VA | ||
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson Claimant Lawyers(s): Benjamin Winograd Respondent(s): AXA Advisors Respondent Lawyers(s): Michael Bryant Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-02971 | 06/21/2021 | Claimant(s): Jonathan Hlavac Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH | ||
| 20-03193 | 06/21/2021 | Claimant(s): John Cassandra Claimant Lawyers(s): Cory Zadanosky Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 20-03509 | 06/21/2021 | Claimant(s): Shane Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Capital. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 17-03260 | 06/17/2021 | Claimant(s): James Sturdivant Claimant Lawyers(s): Andrew Campbell Respondent(s): Clinton Holland, Marc Ferries Respondent Lawyers(s): Charles W. Carnese Arbitrator(s): James E. Bartels, Gideon Daniel Caron Hearing Site: Portland, OR | ||
| 20-02119 | 06/17/2021 | Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Charles Smulevitz Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY |