Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03467 | 06/30/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Alvaro Paiz Respondent Lawyers(s): Alvaro Steven Paiz Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA | ||
| 20-01103 | 06/29/2021 | Claimant(s): Benjamin F. Edwards & Company. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Peter Budd Respondent Lawyers(s): Peter Charlton Budd Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-03149 | 06/29/2021 | Claimant(s): Yulun Wu Claimant Lawyers(s): Douglas W. Hyman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Mark W Solock Hearing Site: Chicago, IL | ||
| 21-00972 | 06/29/2021 | Claimant(s): Donald Jackson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK | ||
| 20-00898 | 06/28/2021 | Claimant(s): Bryan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nationwide Investment Services Corporati Respondent Lawyers(s): Ali I. Haque Arbitrator(s): Edward Blumstein Hearing Site: Columbus, OH | ||
| 20-02342 | 06/28/2021 | Claimant(s): Harold Elish Claimant Lawyers(s): Amy Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY | ||
| 20-03175 | 06/28/2021 | Claimant(s): Michael Nessim Claimant Lawyers(s): Ross Kartez Respondent(s): Josephthal & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Julian F. Santos Hearing Site: Jersey City, NJ | ||
| 20-02170 | 06/25/2021 | Claimant(s): Gregory Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Garry T. Stevens Respondent(s): John Marty Respondent Lawyers(s): John Eugene Marty Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus Hearing Site: San Francisco, CA | ||
| 20-03718 | 06/24/2021 | Claimant(s): Trevor Wurtzebach Claimant Lawyers(s): Douglas W. Hyman Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Theodore W. Wrobleski, Susanne J. Hollander, Scott Miller Hearing Site: Chicago, IL |