19-01783 | 12/20/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig Stein Respondent(s): Jeffrey Williams Respondent Lawyers(s): John A. Hubbard Arbitrator(s): James M. Scutti, Marilyn Barbara Nader, Virginia Lee Perez-Berry Hearing Site: Boca Raton, FL
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21-00695 | 12/20/2021 | Claimant(s): Ralph Femminella Claimant Lawyers(s): Craig D. Stein Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Gary A. Klein, Will Murphy, Isadora Velazquez-Rivas Hearing Site: Boca Raton, FL
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21-00834 | 12/20/2021 | Claimant(s): Robert Yahney Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
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21-01178 | 12/20/2021 | Claimant(s): Jennifer Jasinski Claimant Lawyers(s): Douglas Hyman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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16-01033 | 12/17/2021 | Claimant(s): Oriental Financial Services Corp. Claimant Lawyers(s): Pedro Hernandez-Freire Respondent(s): Jose Ortiz Respondent Lawyers(s): Enrique J. Mendoza Sanchez Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
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18-03448 | 12/17/2021 | Claimant(s): Pius Sprenger, Srinvas Namagiri Claimant Lawyers(s): Jonathan Sack Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Lloyd Chin Arbitrator(s): Harvey Barrison, Madelon M. Rosenfeld, Margarita Echevarria Hearing Site: New York, NY
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20-00715 | 12/17/2021 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Louis H Miron Hearing Site: Philadelphia, PA
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20-00845 | 12/17/2021 | Claimant(s): Brian Smith Claimant Lawyers(s): Bruce C. Recher Respondent(s): Royal Jaros Respondent Lawyers(s): Charlie R. Alden Arbitrator(s): Mark S. Gleason, John Carl Bjork, Lindsay Keller Hearing Site: Minneapolis, MN
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20-03223 | 12/17/2021 | Claimant(s): Gerald O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Edward Jones, A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff, Jon Hackbarth Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL
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20-03313 | 12/17/2021 | Claimant(s): Geoffrey Newman Claimant Lawyers(s): Geoffrey Lynn Newman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi Hearing Site: Washington, DC
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