Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01541 | 09/06/2022 | Claimant(s): Kimberly JaJack Claimant Lawyers(s): Robert M. Liechty Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Timothy M. Kratz Arbitrator(s): Michael S. Matek, Leonard M. Goldstein, Sharyn Beers Hearing Site: Denver, CO | ||
| 21-03097 | 09/06/2022 | Claimant(s): Joel Johnson Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 22-00101 | 09/06/2022 | Claimant(s): Joseph Duarte Claimant Lawyers(s): Robert J. Moses Respondent(s): First Republic Securities Company Respondent Lawyers(s): Debra Achkire Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 22-00445 | 09/02/2022 | Claimant(s): Christopher Farrell Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Harrison Johnson Hearing Site: New York, NY | ||
| 21-02550 | 09/01/2022 | Claimant(s): Drew Springer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, KMS Financial Services. Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 21-03002 | 09/01/2022 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE | ||
| 21-03114 | 09/01/2022 | Claimant(s): Gary Meagher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 21-02674 | 08/31/2022 | Claimant(s): Matthew Zima Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA | ||
| 21-02790 | 08/31/2022 | Claimant(s): Anthony DeMaio Claimant Lawyers(s): Richard S. Meisner Respondent(s): RBC Capital Markets LLC, The Jeffrey Matthews Fin. Group, L.L.C. Respondent Lawyers(s): Ginny Colarusso, Steven M. Malina Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 21-02801 | 08/31/2022 | Claimant(s): Trevor Siani Claimant Lawyers(s): Samantha Pastor Respondent(s): Comerica Securities Respondent Lawyers(s): John P. Kincade Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA |