| 22-00331 | 09/13/2022 | Claimant(s): Gerald Preschutti
Claimant Lawyers(s): Stephan Louviere
Respondent(s): BCG Securities.
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 22-00415 | 09/13/2022 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
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| 19-01751 | 09/12/2022 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Michael Sulfaro, Cantor Fitzgerald & Co., Paul Pion, Shawn McLoughlin, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Lise Gabrielle Hunter, Jennifer Lupo, Richard M. Gray
Hearing Site: New York, NY
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| 22-00403 | 09/12/2022 | Claimant(s): Monica Cleves
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): VectorGlobal WMG.
Respondent Lawyers(s): Santiago Santos
Arbitrator(s): Brian Hamburger, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
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| 20-00033 | 09/09/2022 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Mark S. Kolta
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst
Arbitrator(s): Robert J. Kheel, Joan Caridi, Judith B Weinstock
Hearing Site: New York, NY
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| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
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| 22-00135 | 09/09/2022 | Claimant(s): Charles Crilly
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew
Hearing Site: Hartford, CT
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| 22-00281 | 09/09/2022 | Claimant(s): Gerald Mars
Claimant Lawyers(s): Zachary Morse
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 22-00031 | 09/08/2022 | Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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