Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01992 | 02/15/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Valerie Holder Respondent(s): Siria Pinkston Respondent Lawyers(s): Siria Pylar Pinkston Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman Hearing Site: Jersey City, NJ | ||
| 22-01560 | 02/14/2023 | Claimant(s): David Hirsch Claimant Lawyers(s): Heather B. Middleton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 22-01958 | 02/14/2023 | Claimant(s): Daniel Pacella Claimant Lawyers(s): Eric Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY | ||
| 22-00877 | 02/10/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Timothy D Gronewold Respondent(s): Christine Dormier Respondent Lawyers(s): Christine Tan Dormier Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 22-00781 | 02/10/2023 | Claimant(s): Brett Millsap Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Avery B. Goodman Hearing Site: Des Moines, IA | ||
| 21-02760 | 02/10/2023 | Claimant(s): James Moniz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Signator Investors. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 22-00283 | 02/10/2023 | Claimant(s): Steven Jaenichen Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ira A. Auerbach, Qiana Martin, Daniel D'Costa Hearing Site: New York, NY | ||
| 22-00804 | 02/10/2023 | Claimant(s): Scott Reed Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Sanctuary Securities. Respondent Lawyers(s): Kathleen A. DeLaney Arbitrator(s): Barry Goldman, Robert L. Smith, David E. Bailey Hearing Site: Indianapolis, IN | ||
| 22-00945 | 02/09/2023 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO |