21-03031 | 04/19/2023 | Claimant(s): Meredith Campbell Claimant Lawyers(s): Michael Bessette Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Jeffrey Richard Chiappetta, Julie Marie Miller, Albert Bates Wenzell Hearing Site: Dallas, TX
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22-01679 | 04/19/2023 | Claimant(s): Parker Brickley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY
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21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan Hearing Site: New York, NY
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22-01991 | 04/19/2023 | Claimant(s): Magda Broco Rodriguez Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
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20-04075 | 04/19/2023 | Claimant(s): Truist Investment Services. Claimant Lawyers(s): John E MacDonald Respondent(s): Michael Hudgins Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Thomas P. Talbot, Overman Randolph Rollins, Paul Dimitri Georgiadis Hearing Site: Richmond, VA
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21-02318 | 04/18/2023 | Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial. Claimant Lawyers(s): Robert J. Becher Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang Hearing Site: New York, NY
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21-02504 | 04/18/2023 | Claimant(s): George Shadie Claimant Lawyers(s): George R. Shadie Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Fred W. Miller, Emily Kay Declercq, Cynthia Weiss Hearing Site: Philadelphia, PA
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20-02093 | 04/18/2023 | Claimant(s): Jeremy Seidman, Jose Rodriguez-Villalobos, Mitchell Riesenberger, Simon Clarke Claimant Lawyers(s): Barry R. Lax Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Pegno Arbitrator(s): Michael A. Orticelle, John R. Snyder, Merriann Panarella Hearing Site: Boston, MA
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22-01442 | 04/14/2023 | Claimant(s): James Malloch Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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22-01813 | 04/14/2023 | Claimant(s): Troy Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jason Kempf Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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