| 08-00096 | 10/20/2008 | Claimant(s): Winnie Mou
Claimant Lawyers(s): Winnie Yukwing Mou
Respondent(s): State Farm Vp Management Corp.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross
Hearing Site: New York, NY
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| 08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
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| 07-03545 | 10/17/2008 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): Joshua Fortin
Respondent Lawyers(s): Joshua Standish Fortin
Arbitrator(s): Robert P. Fogarty, Patrick J. Burley, Daniel R. LaMacchia
Hearing Site: Cincinnati, OH
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| 08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
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| 08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau
Claimant Lawyers(s): Rufus E. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden
Hearing Site: Boston, MA
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| 08-00969 | 10/17/2008 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael H. Ference
Respondent(s): Munir Mrkulic
Respondent Lawyers(s): Munir Henry Mrkulic
Arbitrator(s): Judith E. Gross
Hearing Site: New York, NY
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| 08-00513 | 10/16/2008 | Claimant(s): SMH Capital Inc.
Claimant Lawyers(s): Martha E. McDugald
Respondent(s): Eric Edson
Respondent Lawyers(s): Eric Charles Edson
Arbitrator(s): John M. Wilkinson, George F. Longino, Robert E. Treadaway
Hearing Site: Dallas, TX
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| 07-02797 | 10/15/2008 | Claimant(s): John Anderson
Claimant Lawyers(s): Steven E. Rau
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion
Hearing Site: Minneapolis, MN
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| 08-00488 | 10/15/2008 | Claimant(s): Robert Schultz
Claimant Lawyers(s): Robert E. Schultz
Respondent(s): Edward Wedbush, Jonathan Carr, Michael Gardner, R.J. Richards
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Ronald E. Ogden
Hearing Site: Los Angeles, CA
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| 08-01113 | 10/15/2008 | Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Dunne
Respondent Lawyers(s): Howard E. Greenbert
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY
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