08-00096 | 10/20/2008 | Claimant(s): Winnie Mou Claimant Lawyers(s): Winnie Yukwing Mou Respondent(s): State Farm Vp Management Corp. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross Hearing Site: New York, NY
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08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): D. Daxton White Respondent(s): Paul Piscitelli Respondent Lawyers(s): Brian D. Buckstein Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess Hearing Site: Orlando, FL
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07-03545 | 10/17/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Gerald T. Rohrer Respondent(s): Joshua Fortin Respondent Lawyers(s): Joshua Standish Fortin Arbitrator(s): Robert P. Fogarty, Patrick J. Burley, Daniel R. LaMacchia Hearing Site: Cincinnati, OH
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08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Steven Waldman Respondent Lawyers(s): Mark Charles Arbitrator(s): Matthew Loguercio Hearing Site: New York, NY
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08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau Claimant Lawyers(s): Rufus E. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden Hearing Site: Boston, MA
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08-00969 | 10/17/2008 | Claimant(s): Aegis Capital Corp. Claimant Lawyers(s): Michael H. Ference Respondent(s): Munir Mrkulic Respondent Lawyers(s): Munir Henry Mrkulic Arbitrator(s): Judith E. Gross Hearing Site: New York, NY
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08-00513 | 10/16/2008 | Claimant(s): SMH Capital Inc. Claimant Lawyers(s): Martha E. McDugald Respondent(s): Eric Edson Respondent Lawyers(s): Eric Charles Edson Arbitrator(s): John M. Wilkinson, George F. Longino, Robert E. Treadaway Hearing Site: Dallas, TX
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07-02797 | 10/15/2008 | Claimant(s): John Anderson Claimant Lawyers(s): Steven E. Rau Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion Hearing Site: Minneapolis, MN
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08-00488 | 10/15/2008 | Claimant(s): Robert Schultz Claimant Lawyers(s): Robert E. Schultz Respondent(s): Edward Wedbush, Jonathan Carr, Michael Gardner, R.J. Richards Respondent Lawyers(s): John W. Stenson Arbitrator(s): Ronald E. Ogden Hearing Site: Los Angeles, CA
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08-01113 | 10/15/2008 | Claimant(s): Howard Braff Claimant Lawyers(s): Howard Braff Respondent(s): Peter Dunne Respondent Lawyers(s): Howard E. Greenbert Arbitrator(s): Robert E. Holley Hearing Site: New York, NY
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