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FINRA Awards for Mark Charles

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0041510/17/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY

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