08-01203 | 11/10/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Maurice Respondent Lawyers(s): James Kenneth Maurice Arbitrator(s): Roger D. Johnson Hearing Site: Des Moines, IA
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08-01545 | 11/10/2008 | Claimant(s): Dawson James Securities. Claimant Lawyers(s): Monique MacLaren Respondent(s): Chanchal Mehta Respondent Lawyers(s): Chanchal Mehta Arbitrator(s): Ronald H. Walton Hearing Site: Boca Raton, FL
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06-04308 | 11/07/2008 | Claimant(s): Andrew Garrett. Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Alan Underberg, Ernest Silano, Robert Rosen, Vincent Ficci, Bishop, Rosen & Co.. Respondent Lawyers(s): David A. Schrader, Eugene M. Underberg, Martin S. Siegel, Vincent C. Ficci Arbitrator(s): Donald Ferguson, Randolph Guggenheimer, Roy L. Weiss Hearing Site: New York, NY
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08-01429 | 11/07/2008 | Claimant(s): Daniel Carnevale Claimant Lawyers(s): Peter J. Aldrich Respondent(s): Dr. Robert P. & Patricia A. Laurence Respondent Lawyers(s): Scott J. Link Arbitrator(s): Patricia Gunn, Larry G. Kjosa, Pat Anthony Mercurio Hearing Site: Orlando, FL
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07-01194 | 11/06/2008 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group. Respondent Lawyers(s): Ami Shah Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth Hearing Site: Boston, MA
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07-03103 | 11/06/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Charles Hill Respondent Lawyers(s): Charles Ray Hill Arbitrator(s): William H. McCullough, Greg Knight, Angelo J. Infantino Hearing Site: Orlando, FL
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08-00544 | 11/06/2008 | Claimant(s): Westpark Capital. Claimant Lawyers(s): Paul Caron Respondent(s): Chanse Menendez Respondent Lawyers(s): Chanse Keith Menendez Arbitrator(s): John J. Witkowski Hearing Site: New York, NY
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07-02763 | 11/05/2008 | Claimant(s): Thomas Payant Claimant Lawyers(s): Randall C. Place Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): Robert W. Kneeland, Kenneth R. Starr, Randall Simmons Smith Hearing Site: Tampa, FL
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07-01435 | 10/31/2008 | Claimant(s): John Buglisi Claimant Lawyers(s): Raji Kocchar Respondent(s): Lewis Franklin Respondent Lawyers(s): Lewis Joseph Franklin Arbitrator(s): Judith C. Greene Hearing Site: New York, NY
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07-03357 | 10/31/2008 | Claimant(s): Gerald Tagge, Gregory Rutherford, Scott Norvell Claimant Lawyers(s): David A. Domina Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Bruce C. Young, Donald H. Loudon, Mark F. Marshall Hearing Site: Omaha, NE
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