| 07-00169 | 01/06/2009 | Claimant(s): Donald Scott
Claimant Lawyers(s): Stuart Reed
Respondent(s): Jeffrey Ramson, KAL Trading
Respondent Lawyers(s): Jeffrey Ramson, Robert Bertsch
Arbitrator(s): Nancy J. Cliff, Alfred P. Reeves, Marie G. Peterson
Hearing Site: Boca Raton, FL
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| 08-00728 | 01/02/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amon Allahyari
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson
Hearing Site: San Francisco, CA
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| 08-01098 | 01/02/2009 | Claimant(s): George Grafas
Claimant Lawyers(s): Charles Von Simson
Respondent(s): Whitaker Securities LLC
Respondent Lawyers(s): Scott D. Stechman
Arbitrator(s): Judith E. Gross, Alvin Green, Renee S. Rothschild
Hearing Site: New York, NY
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| 08-01249 | 12/31/2008 | Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 07-03603 | 12/30/2008 | Claimant(s): James Apostle
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris
Hearing Site: Newark, NJ
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| 08-00442 | 12/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Daine C. Fischer
Respondent(s): Hal Klinger
Respondent Lawyers(s): Thomas C. DeVoto
Arbitrator(s): William Stark Port
Hearing Site: St. Louis, MO
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| 08-00747 | 12/30/2008 | Claimant(s): Kevin McNamara
Claimant Lawyers(s): Kevin T McNamara
Respondent(s): Alan Jacobs, Michael Jacobs
Respondent Lawyers(s): Alan Lawrence Jacobs, Michael Scott Jacobs
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
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| 08-01406 | 12/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Steven Martini
Respondent Lawyers(s): Steven Martini
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
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| 07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
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| 07-03559 | 12/26/2008 | Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL
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