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FINRA Awards for Sean R. Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0124912/31/2008Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
08-0090412/02/2008Claimant(s): Craig Jampol
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): W.R. Hambrecht & Co..
Respondent Lawyers(s): Amy L. Ventry
Arbitrator(s): Abe I. Borenstein, Jerry M. Greenspan, Michael C. Deutsch
Hearing Site: New York, NY

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