22-02626 | 06/14/2023 | Claimant(s): Benton Lacy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Compass Investment Solutions. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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19-01431 | 06/14/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James L. Komie Respondent(s): Robert Cohen Respondent Lawyers(s): David A. Gehn Arbitrator(s): Mark Hammaren, Thomas M. Madden, Melinda George-Bristol Hearing Site: New York, NY
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22-02673 | 06/14/2023 | Claimant(s): Jenna Farah-Fimbres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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22-02007 | 06/14/2023 | Claimant(s): David Hammer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh Hearing Site: Jersey City, NJ
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22-02659 | 06/13/2023 | Claimant(s): Chenguttuvan Surendran Claimant Lawyers(s): James P. Galvin Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Sue Zouky Arbitrator(s): Susanne J. Hollander, James Hofheimer, Jean Jacques Kande Hearing Site: Chicago, IL
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21-01815 | 06/13/2023 | Claimant(s): Estate of Charles Michael Sydlaske Claimant Lawyers(s): David R. Lurie Respondent(s): Russell Ray Respondent Lawyers(s): Neal Brickman Arbitrator(s): Joan Maxine Secofsky, Emily Diamond, Vivian Rivera Drohan Hearing Site: New York, NY
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22-02764 | 06/12/2023 | Claimant(s): Alan Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Michael J. Ahlstrom Hearing Site: Jackson, MS
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21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Christopher Chance Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Samuel Appel Hearing Site: Atlanta, GA
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22-02695 | 06/09/2023 | Claimant(s): Samuel Clark Claimant Lawyers(s): Stephan Louviere Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
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22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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