08-04020 | 07/10/2009 | Claimant(s): James Manfredonia Claimant Lawyers(s): Brian S. Kaplan Respondent(s): Ernest Dahlman, Simon Rose, Dahlman Rose & Company Respondent Lawyers(s): Errol F. Margolin Arbitrator(s): William E. Smith, Abraham Harry Bunis, Walter W. Jensen Hearing Site: New York, NY
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09-00736 | 07/10/2009 | Claimant(s): EKN Financial Services. Claimant Lawyers(s): Anthony Ottimo Respondent(s): Scott Shapiro Respondent Lawyers(s): Scott Allan Shapiro Arbitrator(s): Martin H. Zern Hearing Site: New York, NY
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08-03852 | 07/08/2009 | Claimant(s): Peter Dunne Claimant Lawyers(s): John E. Lawlor Respondent(s): Aura Financial Services. Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson Hearing Site: New York, NY
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08-00319 | 07/06/2009 | Claimant(s): Christian Martin Claimant Lawyers(s): Gregory Vidler Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Mark A. Nebrig Arbitrator(s): Mary L. Merkle, Sandra J. Mullings, Richard Lee Mansdoerfer Hearing Site: New York, NY
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07-02635 | 07/02/2009 | Claimant(s): Wesley Rusch Claimant Lawyers(s): Wesley A. Rusch Respondent(s): Merriman Curhan Ford & Co. Respondent Lawyers(s): Cathy L. Arias Arbitrator(s): F. Conger Fawcett, Jonathan H. Krotinger, Sheldon Michaels Hearing Site: San Francisco, CA
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08-00869 | 07/02/2009 | Claimant(s): D. Blevins Claimant Lawyers(s): James H. Penick Respondent(s): Charles White, SAL Financial Services. d/b/a Stern, Sterne Agee & Leech. Respondent Lawyers(s): Latanishia Watters Arbitrator(s): David B. Coates, J. Maxwell Williams, William Wright Willis Hearing Site: Little Rock, AR
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08-02539 | 07/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Schuler Respondent Lawyers(s): Michael Schuler Arbitrator(s): C. Gregory Ellison, Gregory R. Banasz, Jason William Gaarder Hearing Site: Baltimore, MD
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08-03083 | 07/02/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Jeremy Wisniewski Respondent Lawyers(s): Jeremy Anthony Wisniewski Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman Hearing Site: New York, NY
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07-03418 | 07/01/2009 | Claimant(s): Robert Knox Claimant Lawyers(s): Craig H. Howe Respondent(s): Zions Bancorporation., Zions Direct., Zions First National Bank Respondent Lawyers(s): J. Benjamin King, Richard Janvey Arbitrator(s): William A. Hohauser, John J. Duval, Henry C. Malon Hearing Site: New York, NY
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08-02086 | 07/01/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Peter Dolan Respondent Lawyers(s): Robert A. Boncore Arbitrator(s): Dallas Whitney Coffman, Stephen Z. Frank, John Joseph Cotter Hearing Site: Boston, MA
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