08-02129 | 07/20/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Kevin Leet Respondent Lawyers(s): Brigid O. Gies Arbitrator(s): John C. Schenkenfelder, Amelia F. Adams, Alex H. Keller Hearing Site: Louisville, KY
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09-00505 | 07/20/2009 | Claimant(s): America's Choice Equities Llc Claimant Lawyers(s): Michael S. Colombo Respondent(s): Christopher Calandrino Respondent Lawyers(s): Christopher John Calandrino Arbitrator(s): Michael S. Hill Hearing Site: Ft. Lauderdale, FL
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08-02871 | 07/17/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): John Andrews Respondent Lawyers(s): John Andrews Arbitrator(s): Louis Nebel, Anne Q. Uno, Baunita M. Greer Hearing Site: Washington, DC
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08-00454 | 07/16/2009 | Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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09-00094 | 07/16/2009 | Claimant(s): Summit Brokerage Services. Claimant Lawyers(s): Gary Menzer Respondent(s): Ronald George Respondent Lawyers(s): Ronald Michael George Arbitrator(s): S. William Gersten Hearing Site: Ft. Lauderdale, FL
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09-00356 | 07/16/2009 | Claimant(s): Robert Kelly Claimant Lawyers(s): Robert J Kelly Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Lori Pennay Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
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08-01355 | 07/15/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Sterling Stegall Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano Hearing Site: Detroit, MI
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07-02501 | 07/13/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Jeffrey Farrell Respondent Lawyers(s): Jeffrey T. Farrell Arbitrator(s): Richard A. Purkiss, Michael Allen Zeiler, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
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07-03012 | 07/13/2009 | Claimant(s): J.P. Turner & Company, L.L.C. Claimant Lawyers(s): Richard J. Babnick Respondent(s): Roger May Respondent Lawyers(s): Thomas D. Birge Arbitrator(s): Arthur E. Otten, Mary C. Davis, Patricia Mary Vondra Hearing Site: Denver, CO
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06-03849 | 07/10/2009 | Claimant(s): Barry Ross Claimant Lawyers(s): Harvey R. Friedman Respondent(s): Wachovia Securities Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Herbert Leslie Greenberg, Michael W. Burnett, George L. Tindall Hearing Site: Los Angeles, CA
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