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FINRA Awards for Brigid O. Gies

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0212907/20/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Kevin Leet
Respondent Lawyers(s): Brigid O. Gies
Arbitrator(s): John C. Schenkenfelder, Amelia F. Adams, Alex H. Keller
Hearing Site: Louisville, KY

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