07-02333 | 02/11/2010 | Claimant(s): Aaron Leone Claimant Lawyers(s): Jesper I. Rasmussen Respondent(s): WAMU Investments. Respondent Lawyers(s): Douglas A. Wickham Arbitrator(s): Daniel M. Yamshon, William A. Husa, Joseph M. O'Connor Hearing Site: San Francisco, CA
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08-00852 | 02/11/2010 | Claimant(s): Multi-Financial Securities Corporation Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Angel Chi, Banc Of America Securities LLC Respondent Lawyers(s): Angel Chi, Robert J. Anello Arbitrator(s): Dennis R. Frohlich, Bradford J. Lam, Martha Jeanne Wilcoxson Hearing Site: Denver, CO
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08-03706 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory Simon Respondent(s): Christopher Bunker Respondent Lawyers(s): Christopher W. Bunker Arbitrator(s): Donald E. Berryman, William R. Rafti, Carol Jeanne Medof Hearing Site: Las Vegas, NV
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09-03806 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): David H. Smith Respondent(s): Richard Walker Respondent Lawyers(s): Richard Cameron Walker Arbitrator(s): Paul Frederick Meyer Hearing Site: Los Angeles, CA
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09-04782 | 02/11/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Matthew Fitch Respondent Lawyers(s): Matthew Daniel Fitch Arbitrator(s): Jerry M. Helfand Hearing Site: Minneapolis, MN
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09-04892 | 02/11/2010 | Claimant(s): Xiqiang Li Claimant Lawyers(s): Angelo D. Tartaro Respondent(s): Pali Capital. Respondent Lawyers(s): Mitchell Baruchowitz Arbitrator(s): Martin Mushkin Hearing Site: New York, NY
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09-05123 | 02/11/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jeffrey Whitaker Respondent Lawyers(s): Jeffrey Lee Whitaker Arbitrator(s): Thomas B. Corey Hearing Site: Norfolk, VA
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08-03148 | 02/10/2010 | Claimant(s): Igor Zey Claimant Lawyers(s): James Hubbard Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Alexander Arbitrator(s): James P. Murphy, Laurent C. Vonderweidt, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
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08-04976 | 02/09/2010 | Claimant(s): Albert LaCava Claimant Lawyers(s): Albert V. LaCava Respondent(s): Bruce Dyer, John Egan, UBS Financial Services Inc. Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Robert G. Conway, Marc A. Winters, John T. Meredith Hearing Site: Cleveland, OH
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09-01264 | 02/09/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Andrew Park Respondent(s): Howard Walzer Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): G. Robert Abrams, Robert B. Kane, Suzanne E. Mowry Hearing Site: Boca Raton, FL
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