09-06178 | 02/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): David Raack Respondent Lawyers(s): David Raack Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX
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09-02246 | 02/25/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Jeffrey Finder Respondent Lawyers(s): Jeffrey C Finder Arbitrator(s): Linda R. Alpert Hearing Site: New York, NY
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09-02294 | 02/25/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Colleen M. Fitzgerald Respondent(s): Mary White Respondent Lawyers(s): Drake Mann Arbitrator(s): Robert A. Sauerberg, Will Murphy, Alan H. Maltenfort Hearing Site: Little Rock, AR
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08-03941 | 02/24/2010 | Claimant(s): Leerink Swann LLC Claimant Lawyers(s): David C. Casey Respondent(s): Martin Joyce Respondent Lawyers(s): Thomas J. Butters Arbitrator(s): John A. Goc, Pete S. Michaels, John Joseph Cotter Hearing Site: Boston, MA
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09-04597 | 02/24/2010 | Claimant(s): Paulson Investment Company Claimant Lawyers(s): Jonathan A. Kurta Respondent(s): Chris Wiseman Respondent Lawyers(s): Chris Michael Wiseman Arbitrator(s): Denzil J. Klippel Hearing Site: New York, NY
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09-04965 | 02/23/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Ferguson Respondent Lawyers(s): William Allen Ferguson Arbitrator(s): Harold Engelman Hearing Site: Raleigh, NC
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09-05256 | 02/23/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jeffrey Gavigan Respondent Lawyers(s): Jeffrey T. Gavigan Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX
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08-04640 | 02/22/2010 | Claimant(s): Richard Lucas Claimant Lawyers(s): Harry N. Turk Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg Hearing Site: Boca Raton, FL
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08-04656 | 02/22/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Manoj R. Andalkar Respondent(s): Michael Sheriff Respondent Lawyers(s): Michael Andrew Sheriff Arbitrator(s): Vaughn Thomas Hale, William Montgomery, Bryan L. Herrmann Hearing Site: Los Angeles, CA
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09-02837 | 02/19/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): L. Boyce Respondent Lawyers(s): L. Marvin Boyce Arbitrator(s): Bert S Cliff, John B. Glueckert, Gary R. Miles Hearing Site: Charleston, WV
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