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FINRA Awards for William Ferguson

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0307303/25/2019Claimant(s): William Ferguson
Claimant Lawyers(s): William Dean Ferguson
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
09-0496502/23/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Ferguson
Respondent Lawyers(s): William Allen Ferguson
Arbitrator(s): Harold Engelman
Hearing Site: Raleigh, NC

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