09-03036 | 04/21/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): John Pascale Respondent Lawyers(s): John Richard Pascale Arbitrator(s): Ronald H. Walton Hearing Site: Orlando, FL
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09-05484 | 04/20/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Chad Gottlieb Respondent(s): Jose Rosario Respondent Lawyers(s): Jose Rosario Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ
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08-04274 | 04/19/2010 | Claimant(s): Joshua Lowe Claimant Lawyers(s): Ryon M. McCabe Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): D. Daxton White Arbitrator(s): Horace A. Andrews, David F. Simon, Dennis R. Sullivan Hearing Site: Tampa, FL
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09-05528 | 04/19/2010 | Claimant(s): Gary Hicks Claimant Lawyers(s): Gary D. Hicks Respondent(s): Pruco Securities., The Prudential Insurance Company of Amer Respondent Lawyers(s): Jeffrey J. Kmoch Arbitrator(s): Donald W. McKenzie Hearing Site: Indianapolis, IN
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09-06192 | 04/19/2010 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Noah D. Sorkin Respondent(s): Mario Camillo Respondent Lawyers(s): Mario J. Camillo Arbitrator(s): Frank C. Fogl Hearing Site: Buffalo, NY
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09-02732 | 04/15/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Stephen D. Burns Respondent(s): Wesley Long Respondent Lawyers(s): Wesley G. Long Arbitrator(s): George F. Longino Hearing Site: Dallas, TX
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09-01446 | 04/14/2010 | Claimant(s): Timothy Holt Claimant Lawyers(s): Michael C. Deutsch Respondent(s): M. J. Whitman LLC Respondent Lawyers(s): Jonathan Sack Arbitrator(s): David E. Robbins, Oliver Wayne Williams, Harold Glenn Stafford Hearing Site: New York, NY
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09-00593 | 04/09/2010 | Claimant(s): Lois Lovins Claimant Lawyers(s): Erwin J. Shustak Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Elizabeth A. Copley, Glen W. Hanne, Alfred S. Samulon Hearing Site: Los Angeles, CA
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09-03003 | 04/09/2010 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Jason Williams, Wells Fargo Advisors Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King Hearing Site: Richmond, VA
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08-02559 | 04/08/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Mark Adams Respondent Lawyers(s): Mark Allen Adams Arbitrator(s): Robert Goldberg, Dallas Whitney Coffman, Patrick W. McKeon Hearing Site: Boston, MA
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