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FINRA Awards for Anthony J. Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0367202/18/2014Claimant(s): John Francesconi
Claimant Lawyers(s): John Francesconi
Respondent(s): Carl Lamberti
Respondent Lawyers(s): Carl Hunter Lamberti
Arbitrator(s): Anthony J. Frank, Janice L. Burnham, David Edward Upton
Hearing Site: Richmond, VA
Checkmark Icon$0
09-0300304/09/2010Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Williams, Wells Fargo Advisors
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King
Hearing Site: Richmond, VA

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