| 19-01708 | 11/06/2019 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 19-01611 | 10/23/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Nicolas Barone
Respondent Lawyers(s): Nicolas Andrew Barone
Arbitrator(s): Amanda M. Cole
Hearing Site: Orlando, FL
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| 19-00288 | 10/11/2019 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
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| 18-01308 | 07/11/2019 | Claimant(s): Wilfredo Mendez Morales
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Allstate Financial Services, Llc
Respondent Lawyers(s): Pete Tepley
Arbitrator(s): Larry G. Kjosa, Robert G. Bannon, Dwayne Eddie Hickman
Hearing Site: Orlando, FL
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| 19-00109 | 05/10/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): Richard Shotz
Respondent Lawyers(s): Richard Alan Shotz
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL
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| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
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| 18-00699 | 04/03/2019 | Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 17-02352 | 03/08/2019 | Claimant(s): Rehanna Montes
Claimant Lawyers(s): Thomas Momjian
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Greg Knight, Kenrick Albert Pratt, Robert Francis Roland
Hearing Site: Orlando, FL
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| 18-02528 | 02/08/2019 | Claimant(s): Dale Grubb
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL
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