| 17-01404 | 04/13/2018 | Claimant(s): Lauren Dalton
Claimant Lawyers(s): Michael Leigh
Respondent(s): Fidelity Brokerage Services LLC, Michael Galinger, Strategic Advisers Inc.
Respondent Lawyers(s): Lauren E. Ingoldsby
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
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| 17-00710 | 10/06/2017 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): John Nordstrom, Innovation Wealth Management
Respondent Lawyers(s): Dylan W. Wiseman
Arbitrator(s): Walter J. Huntley, Shawn Ridgell, Michael C. Pastena
Hearing Site: San Francisco, CA
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| 15-00058 | 04/19/2017 | Claimant(s): Bethany Pagnani, Michael Rollins
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): James Furlong, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, Roger Trapp
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Timothy J. Currier, Patrick R. Sughroue, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
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| 16-00561 | 06/30/2016 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Michelle Leisen, Wealth Planning Group
Respondent Lawyers(s): Joel Schroeder
Arbitrator(s): AnnDrea M. Benson, Rolf V. Aronsen, Susan M. Sanger
Hearing Site: Minneapolis, MN
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| 14-00256 | 05/27/2016 | Claimant(s): Petar Arizanov
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey
Hearing Site: New York, NY
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| 14-03548 | 03/11/2016 | Claimant(s): Moritz Mews
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Thomas F. Shine
Hearing Site: Jacksonville, FL
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| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
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| 15-01988 | 10/29/2015 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Ben Djelassi, Morgan Stanley, Todd Mulligan
Respondent Lawyers(s): Joe Gehring, Jonathan A. Keselenko
Arbitrator(s): June Y. Kilmarx, B. John Dill, John Michael D'Amico
Hearing Site: Boston, MA
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| 14-03523 | 09/25/2015 | Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Richard W. Epstein, David E. Mowry, Andrew Jay Kohan
Hearing Site: Boca Raton, FL
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| 14-00401 | 05/07/2015 | Claimant(s): Nicholas Barnes
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams
Hearing Site: Newark, NJ
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