| 18-00971 | 09/21/2018 | Claimant(s): Robert Debbs
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 17-01966 | 09/19/2018 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra
Respondent Lawyers(s): David Feingold
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
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| 17-03379 | 09/05/2018 | Claimant(s): Collin Meyer
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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| 16-02225 | 07/30/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Ean Lambert
Respondent Lawyers(s): Laurie Anton
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
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| 17-03308 | 07/12/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
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| 17-02481 | 06/13/2018 | Claimant(s): Patrick Matlock
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 17-00448 | 05/08/2018 | Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): William E. Schneider, Marie Katz, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
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| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
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| 17-02040 | 04/30/2018 | Claimant(s): Ryan Kuhn
Claimant Lawyers(s): Ryan Michael Kuhn
Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC
Respondent Lawyers(s): Jennifer A. Schwartz
Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson
Hearing Site: Boca Raton, FL
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