| 20-01450 | 06/04/2021 | Claimant(s): Leticia Santiago
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS International.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 20-03023 | 06/01/2021 | Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 19-00926 | 05/28/2021 | Claimant(s): Spartan Securities Group, Ltd.
Claimant Lawyers(s): Patricia A Leonard
Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital
Respondent Lawyers(s): Adam C. Ford, Polly Towill
Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe
Hearing Site: Boca Raton, FL
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| 20-02640 | 05/28/2021 | Claimant(s): Andrew Costa
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
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| 20-03037 | 05/19/2021 | Claimant(s): Peter Nicoletti
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley & Co., Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart, Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-02364 | 05/05/2021 | Claimant(s): Zachary Feinsilver
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): FMSbonds.
Respondent Lawyers(s): Matthew Guerrise
Arbitrator(s): Perry Earl Phillips
Hearing Site: Boca Raton, FL
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| 20-03194 | 04/29/2021 | Claimant(s): Charles Miller
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 20-02940 | 04/23/2021 | Claimant(s): Michael Gisonda
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
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| 20-03253 | 04/20/2021 | Claimant(s): Mario Saravia Garcia
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Wallstreet*E Financial Services.
Respondent Lawyers(s): Carlos Francisco Otalvaro
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-01513 | 03/29/2021 | Claimant(s): Arthur Lewis
Claimant Lawyers(s): Joshua Katz
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp.
Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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