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FINRA Awards for Charles Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0319404/29/2021Claimant(s): Charles Miller
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
10-0220409/22/2011Claimant(s): Charles Miller, Debra Miller, Miller Family Trust
Claimant Lawyers(s): Patrick C. Quinlivan
Respondent(s): Aldo Ciuffetelli, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John A. Bender, Frederic E. Dorkin, James K. Barbee
Hearing Site: Seattle, WA
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