| 24-01739 | 11/18/2024 | Claimant(s): Jerry Hemmer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Amy Marx
Respondent Lawyers(s): Amy Leanne Marx
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
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| 24-01133 | 11/05/2024 | Claimant(s): Alfred Bunge
Claimant Lawyers(s): Ronald J. Tomassi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Steven R. Rolnick, Lawrence R. Mills, Neil Harvey Smith
Hearing Site: Boca Raton, FL
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| 23-03006 | 10/28/2024 | Claimant(s): Andrew Schultz
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 23-01412 | 10/18/2024 | Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 22-02926 | 10/15/2024 | Claimant(s): Dennis Devaney
Claimant Lawyers(s): Harris Freedman
Respondent(s): United Capital Markets.
Respondent Lawyers(s): Catherine Bezzina
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 23-00005 | 10/04/2024 | Claimant(s): Harry Pappas
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Casey Middleton, Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): William Kent Brown, David Robert Coughlin, Jeff Cappelletti
Hearing Site: Boca Raton, FL
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| 24-00110 | 09/26/2024 | Claimant(s): Tony Toska
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 23-01624 | 09/19/2024 | Claimant(s): Ramesh Madhusudan
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services., Vfinance Investments
Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 24-00654 | 09/17/2024 | Claimant(s): Clinton Wilson
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): M W Gear, Ellen J. Abrams, Michael John Florio
Hearing Site: Boca Raton, FL
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| 23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Steven Levine
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff
Hearing Site: Boca Raton, FL
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