| 22-01327 | 11/20/2024 | Claimant(s): Carlina Rodriguez
Claimant Lawyers(s): Nico Banks
Respondent(s): SW Financial
Respondent Lawyers(s): Axos Clearing
Arbitrator(s): George G. Kurschner, Richard W. Epstein, Robert J. Buchner
Hearing Site: Boca Raton, FL
|  | $200,400 |
| 23-01270 | 11/08/2024 | Claimant(s): Douglas Muhlbauer, The Harbor Group of New York., The Harbor Group of South Florida., Harbor Group of South Florida. 401k, Harbor Group of South Florida. Cash, The Harbor Group of New York Inc. 401(K), The Harbor Group of New York. Cash, American Endowment Foundation FBO
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): V. Justin Arpey
Arbitrator(s): Allen Robin, Carl Henry Perdue, Richard Gendler
Hearing Site: Boca Raton, FL
| | $2,348,860 |
| 22-01199 | 11/06/2024 | Claimant(s): Albert Eyal, Josette Eyal, Albert Eyal IRA, Josette Eyal IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Zvika Feldman
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Seth L. Finkel, Peter Shapiro, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | Expungement |
| 24-00502 | 10/30/2024 | Claimant(s): Martin Shank, Susan Shank
Claimant Lawyers(s): Martin H. Shank
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin S. Blume
Arbitrator(s): Peter Shapiro
Hearing Site: Boca Raton, FL
| | $0 |
| 23-01288 | 10/03/2024 | Claimant(s): Elizabeth Deluca, Louis Deluca, UBS.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): John B. Sochacki, Stephanie Jeannette Charny, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
| | $14,266,100 |
| 23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis
Claimant Lawyers(s): Donna Jules Berman
Respondent(s): Daniel Pikula, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox
Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia
Hearing Site: Boca Raton, FL
| | $0 |
| 23-01087 | 08/27/2024 | Claimant(s): Scott Berenson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Nancy J. Cliff, Richard Kuper, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | Expungement |
| 23-01670 | 08/12/2024 | Claimant(s): Harriet Moskowitz
Claimant Lawyers(s): Chase Carlson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-02810 | 08/07/2024 | Claimant(s): Sandra Stahlke, William Stahlke
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Joseph Benalt, Stephenie Dorris
Hearing Site: Boca Raton, FL
| | Expungement |
| 23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
| | Expungement |
