| 22-01450 | 05/10/2023 | Claimant(s): Stephan Stein
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Vincent C. Pangia, John Warner Lowe, James Carlone
Hearing Site: New York, NY
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| 22-01452 | 04/27/2023 | Claimant(s): Joseph Alagna
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Lynne M. Reid-McQueen, Leslie Ruth Nydick, Brian John Gallagher
Hearing Site: New York, NY
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| 20-00151 | 01/25/2022 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brandon Pflaum, Cesar Pozo, Worden Capital Management LLC, Joseph Alagna, Matthew Gates, Miguel Cabarcas
Respondent Lawyers(s): John E. Lawlor, Richard Roth
Arbitrator(s): Ilene Barbara Zatkin-Butler, Paul C. Kurland, Jeanne M. Keefe
Hearing Site: New York, NY
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| 20-00011 | 08/07/2020 | Claimant(s): James Lombardo
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): John E. Lawlor
Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian
Hearing Site: Newark, NJ
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| 17-01711 | 04/12/2019 | Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross Carmel
Respondent(s): John Marinaccio, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, John Michael Marinaccio
Arbitrator(s): Mark S. Segal, Paul M. Friedman, Dani Schwartz
Hearing Site: New York, NY
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| 17-02392 | 07/05/2018 | Claimant(s): Adam Riback
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
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| 12-02738 | 07/13/2015 | Claimant(s): William Barkow
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Emilio Disanluciano, Frank Mazzola, John Bivona, Felix Investments
Respondent Lawyers(s): Aegis J. Frumento, Richard J. Babnick
Arbitrator(s): Mary A. Dubas, Howard D. Jacob, Susan Jane Harrigan
Hearing Site: New York, NY
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| 13-02423 | 05/09/2014 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Susan C. Lushing, Franklin P. Chapman, Thomas Naylor
Hearing Site: New York, NY
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| 11-02682 | 05/01/2014 | Claimant(s): Harry Friedman
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman
Hearing Site: New York, NY
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