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FINRA Awards for John E. Lawlor

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Displaying 10 out of 32 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0183604/17/2024Claimant(s): Bula Land Trucking LLC C/O Eugene Bula
Claimant Lawyers(s): David B. Vermont
Respondent(s): Stephen Marek, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark A. Frankel, Mark Richard Cummisford, Nathaniel Cade
Hearing Site: Milwaukee, WI
Checkmark Icon$0
20-0036605/25/2022Claimant(s): Laura Tufariello
Claimant Lawyers(s): Chase Carlson
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Paul Bennett Marrow, Ronald Harris Kisner, Susan Romano
Hearing Site: New York, NY
Checkmark Icon$164,900
20-0108402/15/2022Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
Checkmark Icon$512,731
19-0062810/13/2021Claimant(s): Anita Karsch, Estate of Alvin Ralph Karsch
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Morgan Stanley, Roxann Romano
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard A. Cini, Michael Jaffe, Brian John Gallagher
Hearing Site: New York, NY
Checkmark IconExpungement
20-0023409/10/2020Claimant(s): Edward Engbarth
Claimant Lawyers(s): Edward Engbarth
Respondent(s): David Hands, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Kenneth L. Mann
Hearing Site: Phoenix, AZ
Checkmark Icon$0
18-0274312/20/2019Claimant(s): Rochelle Taragano
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark Icon$0
18-0295709/13/2019Claimant(s): James Besarkarski
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Demitry Portnoy, Joseph Alagna, Justin Giannillo, Ryan Vernoia, Stephan Stein, Steven Singer, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Justin Giannillo, Ryan Anthony Vernoia
Arbitrator(s): Steven T. Stern
Hearing Site: New York, NY
Checkmark Icon$0
18-0135306/26/2019Claimant(s): Janet Zagaro
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): David S. Billet, Julian F. Santos, Bernard Lieberman
Hearing Site: New York, NY
Checkmark Icon$1,462,000
17-0000612/13/2018Claimant(s): Arthur Puglia
Claimant Lawyers(s): Arthur R. Puglia
Respondent(s): Bao Nguyen, Gregory Melendez, William Karvecky, Pecunia Management
Respondent Lawyers(s): Bao Quoc Nguyen, John E. Lawlor, Michael D. Handelsman, Michael P. Gilmore
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
18-0052910/30/2018Claimant(s): Leigh Mielke & Mark S. Mielke
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Richard W. Epstein, Mark A Bilawsky, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
Checkmark Icon$471,910

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