| 21-01154 | 12/09/2021 | Claimant(s): Michael Bolen
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard P. Regan, Ezio Borchini, Christopher M. McMurray
Hearing Site: Washington, DC
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| 20-02490 | 01/25/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Warren Rowe
Respondent Lawyers(s): Warren Ellwood Rowe
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
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| 18-02073 | 02/27/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Derrick Robinson
Respondent Lawyers(s): Tosh Grebenik
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
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| 17-01288 | 02/15/2018 | Claimant(s): Michael Pierce
Claimant Lawyers(s): Michael Bessette
Respondent(s): Tower Square Securities.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
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| 17-00542 | 08/02/2017 | Claimant(s): Securities America.
Claimant Lawyers(s): Christina Heller
Respondent(s): Jollene Austin
Respondent Lawyers(s): Jollene Jill Austin
Arbitrator(s): Christopher M. McMurray
Hearing Site: Charlotte, NC
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| 16-00509 | 06/14/2017 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Erryn Barkett
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg
Hearing Site: Richmond, VA
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| 16-00314 | 03/07/2017 | Claimant(s): Beverly Carroll
Claimant Lawyers(s): Robert A.W. Boraks
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): David J. Sensenig
Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar
Hearing Site: Washington, DC
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| 15-02650 | 01/25/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Brendan O'Connell
Respondent Lawyers(s): Brendan O'Connell
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
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| 14-02348 | 12/04/2015 | Claimant(s): Joseph Cullen
Claimant Lawyers(s): Joseph Orval Cullen
Respondent(s): Bradford Hewitt, Knut Olson, Stephen Molen
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Alan S. Carmel, John H. West, Christopher M. McMurray
Hearing Site: Baltimore, MD
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| 12-03686 | 05/24/2013 | Claimant(s): Lisa Fulco
Claimant Lawyers(s): Lisa A Fulco
Respondent(s): Banc of America Investment Services Inc., Metlife Securities Inc.
Respondent Lawyers(s): Bruce M. Steen, Martin Harris
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
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