| 23-01919 | 04/09/2024 | Claimant(s): Cyrus Desai
Claimant Lawyers(s): Meher C. Desai
Respondent(s): William Young, Grove Point Investments
Respondent Lawyers(s): Garry T. Stevens, Jr., Richard A. D'Amura
Arbitrator(s): Christopher M. McMurray, Luba Shur, Kiran Nasir Gore
Hearing Site: Washington, DC
|  | Dismissed by Rule 12206 |
| 23-03161 | 03/08/2024 | Claimant(s): Akin Adeniji-Bello
Claimant Lawyers(s): Akin Adeniji-Bello
Respondent(s): CBOE Trading.
Respondent Lawyers(s): Jennifer L. Golding
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | $0 |
| 22-02159 | 10/20/2023 | Claimant(s): Hyder Cheema
Claimant Lawyers(s): Hyder Cheema
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | Dismissed by Rule 12212© |
| 17-00778 | 04/13/2018 | Claimant(s): Mark Speck, Tonya Speck
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Mary E. Woytek, Mona Koppel Mitnick, Christopher M. McMurray
Hearing Site: Washington, DC
| | $0 |
| 17-00348 | 03/29/2018 | Claimant(s): Elizabeth Goodiel
Claimant Lawyers(s): Nancy Goodiel
Respondent(s): Anastasios Vassilas, AXA Advisors, Mony Securities Corporation
Respondent Lawyers(s): Alexander Nemiroff, Anthony W. Djinis
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
| 17-02254 | 03/13/2018 | Claimant(s): Janice Creasy
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Jordan Cooper, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | $0 |
| 16-00955 | 08/31/2017 | Claimant(s): Heath Marell, James Marell, Susan Marell
Claimant Lawyers(s): Matt Simmons
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Charles W. Gameros
Arbitrator(s): Karen L. Crump-Wilson, Christopher M. McMurray, Jeffrey Axelrad
Hearing Site: Washington, DC
| | $299,772 |
| 15-02046 | 07/21/2017 | Claimant(s): Harold Garner, Shirley Garner
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Ameriprise Financial Services., Michael Sommerfield
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Douglas Earl McLaren, Christopher M. McMurray, Eric Erdheim
Hearing Site: Baltimore, MD
| | Expungement |
| 14-02852 | 12/01/2016 | Claimant(s): Omega Facility Services Solutions Surety
Claimant Lawyers(s): Brandon S. Steele
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Thomas H. Barnard, Christopher M. McMurray, John C. Aten
Hearing Site: Charleston, WV
| | $0 |
| 14-01415 | 08/05/2016 | Claimant(s): Susan Mueller
Claimant Lawyers(s): Dale R. Jensen
Respondent(s): David Thompson, Wall Street Financial Group.
Respondent Lawyers(s): Marni Rae Robin, Michael Schwartzberg
Arbitrator(s): Richard E. Lauziere, Christopher M. McMurray, David R. Johnson
Hearing Site: Richmond, VA
| | $0 |
