| 16-00239 | 07/28/2016 | Claimant(s): Edward Jones
Claimant Lawyers(s): Jeffrey T. Kern
Respondent(s): Louis Schafer
Respondent Lawyers(s): Louis Albert Schafer
Arbitrator(s): Robert E. Anderson
Hearing Site: Syracuse, NY
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| 13-01889 | 09/16/2015 | Claimant(s): Cliff Shum
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Philip Aaron Tymon, Homer L. Davis, Gary Kostow
Hearing Site: San Francisco, CA
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| 13-02805 | 07/07/2015 | Claimant(s): Christine McBroom
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Frank R Weaver, Pamela S. Mann, James G. Gillivan
Hearing Site: San Francisco, CA
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| 13-02272 | 10/03/2014 | Claimant(s): Keith Clay
Claimant Lawyers(s): Reggie Copeland
Respondent(s): Edward Jones
Respondent Lawyers(s): Trish Martin
Arbitrator(s): Walter N. Vernon, Robert J. Bohle, Harold E. MacFarland
Hearing Site: St. Louis, MO
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| 12-04258 | 07/14/2014 | Claimant(s): David Clinard
Claimant Lawyers(s): Jeffrey E. Livingston
Respondent(s): Edward Jones
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Patricia Ann Tracey, David M. Pierce, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
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| 12-03294 | 04/11/2014 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): John Kadletz, First Allied Securities.
Respondent Lawyers(s): Gregory C. Ward, Willard R. Knox
Arbitrator(s): Herbert S. Bratt, Susan H. Schleisner, Kimberly Ann Powers
Hearing Site: Milwaukee, WI
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| 11-02404 | 11/22/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Benjamin Alexander, Wells Fargo Advisors Financial Network, Erica Fendlay
Respondent Lawyers(s): Christopher A. Pickett, Meredith Cavallaro, Thomas B. Lewis
Arbitrator(s): N. John Marinack, James J. Puhala, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
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| 12-04126 | 10/17/2013 | Claimant(s): Faye Morrison
Claimant Lawyers(s): Faye L. Morrison
Respondent(s): Edward Jones
Respondent Lawyers(s): Molly R. Batsch
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
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| 12-01695 | 07/29/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): John Lindsey
Respondent Lawyers(s): Shirley Hayton
Arbitrator(s): Robert D. Sussin, Efren Cleofe, Herbert Murez
Hearing Site: Los Angeles, CA
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| 12-03705 | 03/28/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): James R. Dyer
Respondent(s): Barbara Cantwell
Respondent Lawyers(s): Charles Kindregan
Arbitrator(s): June Y. Kilmarx, Charles A. Goglia, Richard D. Levin
Hearing Site: Boston, MA
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