Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02587 | 04/29/2021 | Claimant(s): William Kumm Claimant Lawyers(s): Frances Menzer Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-02818 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01336 | 12/18/2020 | Claimant(s): Kassie Soulek Claimant Lawyers(s): Brian Luther Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): Sagepoint Financial., SII Investments. Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron Claimant Lawyers(s): Eric A. Michaels Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-01639 | 04/17/2020 | Claimant(s): Steven Margulin Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Michael West Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA |