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FINRA Awards for John P. Cullem

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Displaying 31-40 out of 61 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0285903/31/2020Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
19-0103203/05/2020Claimant(s): Nicole Robertson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Rosen
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
19-0005002/27/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Walter Taylor
Respondent Lawyers(s): Walter G. Taylor
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
19-0114501/07/2020Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
19-0042311/22/2019Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL
19-0049511/19/2019Claimant(s): Stephen Martin
Claimant Lawyers(s): Matt Wolper
Respondent(s): LPL Financial LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
19-0170811/06/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
16-0235710/17/2019Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
18-0069904/03/2019Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0342001/26/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL

61 Results

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