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FINRA Awards for Wells Fargo Clearing Services

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Displaying 261-270 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0120611/01/2019Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Reno, NV
19-0164310/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Virgil Richmond
Respondent Lawyers(s): Virgil D. Richmond
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
19-0015710/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Charles Coffey
Respondent Lawyers(s): Charles Wayne Coffey
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
19-0161110/23/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Nicolas Barone
Respondent Lawyers(s): Nicolas Andrew Barone
Arbitrator(s): Amanda M. Cole
Hearing Site: Orlando, FL
19-0110810/21/2019Claimant(s): Moses Rosario
Claimant Lawyers(s): Moses Rosario
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth
Hearing Site: Newark, NJ
19-0043210/09/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeremy Mandler
Respondent Lawyers(s): Jeremy Scott Mandler
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
18-0063710/04/2019Claimant(s): Tetyana Luczaj
Claimant Lawyers(s): Tetyana Luczaj
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Guillermo L. Bosch, Alan M. Schankel, Laura A. Kaster
Hearing Site: Philadelphia, PA
18-0016209/17/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Shimko
Respondent Lawyers(s): Christopher Kammerer
Arbitrator(s): Ellen J. Abrams, Thomas W. Allen, William Dennis Ferguson
Hearing Site: Boca Raton, FL
19-0001909/10/2019Claimant(s): Francesco Traina
Claimant Lawyers(s): Michelle M. Atlas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
18-0372008/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL

371 Results

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