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FINRA Awards for William Dennis Ferguson

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0016209/17/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Shimko
Respondent Lawyers(s): Christopher Kammerer
Arbitrator(s): Ellen J. Abrams, Thomas W. Allen, William Dennis Ferguson
Hearing Site: Boca Raton, FL

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